Driven and innovative professional with experience in global operations management, risk assessment/mitigation, BSA/AML, Investigations, KYC compliance, and fraud detection. Analytical thinker with a track record of building effective processes and high-performance teams, including developing global Centers of Excellence for Anti-Money Laundering (AML) Screening and Information Processing in the USA, India, and Bangladesh. Proven focus on continuous improvement through process design with direct responsibility for staffing, training, leading, and mentoring high-performing teams. Strong commitment to collaboration across business units and functions to capture new ideas and drive better outcomes through innovation in the compliance, data management, and risk management spaces.

HIGHLIGHTS

• BSA/AML Compliance
• AML Investigations
• Risk Assessment Creation and Management
• USA Patriot Act, FFEIC, SEC, FINRA Guidelines and Regulations
• KYC, CIP, CDD, SAFE Act, OCC, Fair Lending Rules and Requirements
• OFAC and PEP Screening
• Fraud Detection and Prevention
• SAR Research and Filing
• CTR and SAR Analysis
• Enhanced Due Diligence
• Client Onboarding and Portfolio Monitoring
• Internal and External Auditing
• Risk Assessment, Risk Management, and Risk Scoring (Evaluation, Prioritization, and Implementation)
• Correspondent Banking
• Vendor Management and Screening
• Drafting and implementing training and procedural documentation
• STAR Systems, ACH Transaction, and Payment Monitoring
• MS Office, SAS, and SQL
• Proactive Manager and Mentor
• Change Agent, Innovator, Project Management
• Critical Thinker
• Highly Organized Self-Starter