Extensive experience and knowledge in Data Governance, Retail Banking, Commercial Lending, Mortgage Servicing, Internal Audit, Compliance Management, Industry Review and Analysis: however recent significant knowledge and experience in audit preparation/management, resolution and execution of controls and risk-based compliance programs. Knowledgeable and verse with Agile project process/ Scrum principles and Lean Six Sigma as it pertains to testing applications, policy & process execution, and training to meet project goals.
- 8+ years of experience as a Senior Business Systems Analyst.
- 15 years in Banking, Financial Services, Mortgage Servicing, Internal Audit, Compliance Management and Industry Review and Analysis.
- Experienced with strong technical writing/documentation and leadership.
- Excellent communication and interpersonal skills.
- Audit Preparation Management and Resolution
- Solid internal/external financial reporting experience, budgeting, variance analysis and complaints management.
- Contract and Vendor Review, Negotiations, Communications, Audit, etc. - Develop, maintain, and monitor compliance with regulatory oversight e.g., Federal Res., SSAE16 SOC1, OCC, OFAC, CFPB, ECOA, FHact, Dodd Frank and Sarbanes Oxley.
- Knowledge of UDAAP, AML/KYC, RESPA, HMDA, TILA and HUD, training, testing applications and guidelines.
- Significant experience and knowledge of Freddie Mac, Fannie Mae, Ginnie Mae and VA, guidelines, and procedures.
- Proficiency with Microsoft Office Suite - Excel Pivot Tables, PowerPoint, Word and Access design and queries.
- Coordinate year-end audits, furnish PBC schedules, TB’s and Q&A’s - Respond to audit comments and approve draft audit reports and analyze compliance with Pool Servicing Agreements.
- Auto Industry consultant to small manufacturer’s for Tier1 and OEM contract negotiations and ISO Certification.
- Significant knowledge of SAS, WIZ, Fidelity MSP, Web Direct, LPS, Desktop Underwriter, Vendor Scape, SharePoint, RCA Archer GRC, Pacer, MERS, HSSN, AS400, PeopleSoft, Encompass, Oracle, QuickBooks, Great Plains and FXR Reports.
- Advanced familiarity with cloud-based platforms AWS, Azure and Google App Engine.
