AML compliance analyst for 6 years with Transaction Monitoring and investigative reports for 2 years. A dedicated Compliance Analyst that plans, direct, and coordinate operations to ensure compliance with ethical or regulatory standards in Banking. Responsible for overseeing the efficient execution of KYC Operations functions and practices. Identifies and remains abreast of laws, regulations and regulatory guidance related to regulations (i.e., AML, OFAC, Fair Lending, or other Banking regulation) as well as previous experience with the following Bank Secrecy Act, USA PATRIOT Act, compliance, fraud prevention, or loss prevention. Ensures centralized operational practices are accurately documented in procedures. This includes monitoring the compliance and operational control process, all while ensuring that the business activities are performed in accordance with applicable laws, regulations and best practices. While using macro pivot tables, writing narratives, verifying negative news through RDC as well as clear. As well as contributing toward creating efficient solutions to challenges that impact the overall team, while maintaining a focus on productivity. Ensures that decisions to retain or exit a customer relationship align with supporting documentation submitted for each high risk customer type, and with appropriate research conducted during the high risk review process.

Skills:

• KYC reviews for large transaction monitoring
• High customer service standards
• Troubleshooting skills
• Proficient in customer account software
• Multi-channel contact center software
• Conflict resolution proficiency
• Devoted to data integrity
• Negotiation competency
• Proficient with Microsoft Office Suite
• Adept in automated attendant systems
• Excellent communication skills
• Strong PC skills, including Excel, Word & Outlook
• Proactive & able to work independently as well as a team
• Reliable attendance
• Strong organizational skills and time management skills are needed to manage multiple tasks/priorities
• Ensure KYC/AO documentation added to the Core source systems is accurate and complete
• Drive key relationships with the business and clients, including acting as Single Point of Contact for KYC
• Liaise with Sales, Bankers, Relationship Managers and client directly to acquire missing client KYC/AO documentation
• Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues.