Dana
compliancedana@gmail.com
337-654-2100
Pottstown, PA 19464
Owner / Chief Training Compliance Consultant
33 years experience W2
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Summary

20 years as a Compliance Training Manager, Risk Manager, Compliance Officer, Certified Risk Professional, and Certified Regulatory Compliance Manager in Legal and regulatory bank administration.

  • Accomplishments includes implementing & training compliance programs for multiple large and community banks with less than satisfactory federal and state regulatory compliance exam ratings to ensure satisfactory and outstanding ratings.
  • Skilled in all phases of banking including regulatory analysis, risk management, implementation, and review of bank policies and procedures to ensure their compliance with federal and state regulations.
  • Coordinating and conducting regulatory training, development of review programs for the lending (commercial, consumer, and mortgage) and deposit departments, and the development of new bank products and services.
  • Seasoned interpersonal skills employs consultative team approach with others.
  • Demonstrating leadership abilities.
  • A goal-setter detail-oriented and offers team approach solutions to resolve problems.

Accomplishments:

Georgia Society of CPAs

September 2014 – speaker at annual convention regarding new regulatory requirements for banks regarding lending

Georgia Bankers Association Compliance Schools

September 2008 – taught a class titled “How to prepare for a BSA Examination”

October 2012 – taught a class titled “Qualified Mortgages and the Ability to Repay”

Georgia Bankers Association Bulletin

September 15, 2006 – published an article titled "Enterprise-Wide Risk Management"

November 2, 2009 – published an article titled “Fair Lending Aspects of Loan Modifications”

Experience
Education
Master's in American Bar Association Approved Certificate in Litigation Management
Philadelphia Institute for Paralegal Studies, Philadelphia, Pennsylvania
Bachelor's in Arts Degree in Communications / Business
The Pennsylvania State University, State College, Pennsylvania
Skills
AML
2022
1
Compliance
2022
26
Training
2022
24
Auditing
2022
23
Risk Assessment
2022
16
Banking
2022
11
BSA
2012
10
Project Management
2002
3
Audit
2002
2
CASE
1995
2
External Audit
2002
2
MS Visio
2002
2
Regulatory Compliance
2002
2
Risk Management
2002
2
C-Level Management
1997
1
Employ
1997
1
SAN
2002
1