Responsible for overseeing and ensuring compliance and serving as the in-house expert with Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC) and Financial Crimes Enforcement Network (FinCEN) laws, rules and regulatory requirements at a federal, state, and local level that impact the “Company” and its operations. Reviews, analyzes and reports on compliance with applicable regulations. Also responsible for the development and execution of the annual regulatory BSA/AML/OFAC Compliance and Transaction Monitoring Manual and Compliance Program. Supervise and manage the generation of alerts in the AML monitoring and filtering systems and the compilation of documentation related to the investigations activities; preparation and maintenance of Suspicious Activity Report (SAR) forms; and OFAC sanctions and FinCEN screening.

CORE COMPETENCIES

Underwriting Guidelines | Credit & Income Analysis | Auditing/Examination/Reviews | Risk Assessment | | Conventional & Government Underwriting Guidelines | Investigating Issues | Conflict & Research Resolution | Program Development | Risk Mitigation | Leadership Development | Due Diligence Investigation | Team Development | Project Management | Regulatory Compliance Guidelines

PROFESSIONAL HIGHLIGHTS

• Ability to build and maintain strategic partnerships with peers across all areas of the Firm, and with external partners and influencers (i.e.: auditors, regulators).
• Demonstrated excellent follow-through with borrowers, loan processors, loan originators and management throughout all phases of the underwriting process.
• Ability to analyze data to examine fraud trends and seek solutions.
• Solid understanding of various risk measurement and analytics, quantitative modeling and risk management techniques.
• Exceptional verbal and written communication skills and an ability to communicate at all levels of the organization.
• Experience with REG B, C, Z, RESPA, OFAC, and BSA/AML)