Investment Bank Principal Auditor (AVP)
Banking/Financial company
Banking/Financial company
Jacksonville, FL 32256
W-2 onlyPermanent Position7833 views
Jacksonville, FL 32256
Permanent Position
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Overview This role reports to the principal audit manager for Investment Bank, who in turn reports to the chief auditor for Investment Bank. You will work with management and staff within Group Audit to deliver audits owned by the Investment Bank audit team. They will also provide participation in other audits owned outside of the Investment Bank audit team, as part of ‘front to back’ audit reviews.

What We Offer You:

  • We offer competitive health and wellness benefits, empowering you to value life in and out of the office
  • On-site gym, cafeteria, health center, and communal meeting areas
  • Active engagement with the local community through our specialized employee groups
  • An open seating environment that encourages networking and collaboration across functions and businesses

Your Key Responsibilities:

  • Proactively leads or participates in day-to-day audit work, including audit planning, fieldwork and reporting, and document process flows, identify risks, assess controls, and perform audit testing.
  • Track and validate closure of internal audit issues and regulatory observations and complete business risk assessments and contribute to the annual audit planning process.
  • Work on ad hoc projects including methodology enhancements and regulatory inquiries and complete all work assignments on a timely basis including planned audits, ad hoc projects, and special investigations.
  • Pro-actively develop and maintain professional working relationships with colleagues, the business, and respective support areas; work in an integrated manner with fellow team members both locally and globally.
  • Communicate openly with Group Audit management and internal stakeholders, keeping all informed of potential issues and escalating problems/delays accordingly.
  • Keep abreast of pertinent industry and regulatory trends.
  • Undergraduate or equivalent degree is required; advanced degrees and relevant professional certifications (e.g. CIA, CFA, etc.) are preferred but not required

Your Skills and Experience:

  • Undergraduate or equivalent degree is required; advanced degrees and relevant professional certifications (e.g. CIA, CFA, etc.) are preferred but not required.
  • Previous relevant experience in an internal audit role.
  • Excellent written & verbal communication skills, with the ability to communicate effectively at all levels within Group Audit and with stakeholders.
  • A firm commitment to maintaining the highest professional and ethical standards - and the ability to stand your ground when challenged.
Skills
Skill Proficiency Years Experience Percent Used
Auditing
3 - 6100%
Compliance
Any75%
Investment Banking
Any75%
Risk Assessment
Any75%
CFA
Any50%
CIA
Any50%
Regulatory Reporting
Any50%
Microsoft Excel
Any25%
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