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Compliance Auditor (AVP)
Banking/Financial company
Banking/Financial company
Jacksonville, FL
W-2 onlyPermanent Position1542 views
Jacksonville, FL
Permanent Position
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Overview

As a primary contributor to the Compliance Audit team, you will have the opportunity to deliver audits owned by the Compliance, Regulation & CEO Audit team. You will use your skills and passion to provide Subject Matter Expert support for colleagues across the Bank. Primarily your efforts will link directly with other audit teams that cover Compliance, Regulation & CEO. This team environment will be part of the holistic “front to back” audit review process.

What We Offer You:

  • We offer competitive health and wellness benefits, empowering you to value life in and out of the office
  • On-site gym, cafeteria, health center, and communal meeting areas
  • Active engagement with the local community through our specialized employee groups
  • An open seating environment that encourages networking and collaboration across functions and businesses

Your Key Responsibilities:

  • Evaluate the adequacy and effectiveness of internal controls relating to Compliance & Regulatory risks in accordance with Group Audit methodology and the established risk assessment framework
  • Conduct Compliance & Regulatory risk assessments and business monitoring for the U.S. region
  • Undertake audit assignments, draft audit issues for review by audit management, conduct tracking of audit findings and validate closure of audit findings
  • Participate in meetings with business auditors and provide input for business led (‘front to back’) audits
  • When required, assist in training other Group Audit staff on Compliance & Regulatory topics
  • Develop and maintain broad regulatory knowledge & experience. Stay abreast of business/industry changes and their effect on the team’s audit plan, audit methodology and risk assessments

Your Skills and Experience:

  • Relevant experience in an internal Audit role covering Compliance & Regulatory topics or extensive first/second line Compliance/Regulatory experience
  • Bachelor's degree in Accounting, Finance or related discipline and professional certification (e.g., CIA, CFE, etc.) is preferred
  • Strong understanding of Compliance & Regulatory activities and the related risks and controls within that area as well as from upstream processes
  • Ability to identify and evaluate risks within the control environment. Sound judgment on the impact of issues raised
Skills
Skill Proficiency Years Experience Percent Used
Auditing
3 - 6100%
Compliance
3 - 6100%
CFE
Any75%
CIA
Any75%
Regulatory Compliance
Any75%
Risk Assessment
Any75%
Accounting
Any25%
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