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Sean Richard
BSA/AML Investigator & Risk Analyst
10 years experience W2 Atlanta, GA
Actively seeking
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Sean Richard
BSA/AML Investigator & Risk Analyst
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Compliance KYC Project Management AML Analysis Auditing BSA Cyber Security OFAC Risk Assessment
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Recent Experience
BSA/AML Investigator & Risk Analyst 08/18 - 01/20
BSA Compliance AML CASE KYC OFAC Project Management Risk Assessment MS Visio
Financial Crimes Investigator & Business Risk Analyst 11/16 - 06/18
SQL AML Auditing CASE Quality Control Scala Analysis Cyber Security Database Maintenance RPM Transaction Monitoring SAR’s
AML/KYC Project Manager & Quality Risk Control 07/13 - 10/16
Project Management FOCUS KYC Compliance BSA OFAC SAR’s SDN Scala
Summary

Banking and Compliance Professional known for strengths in:

•Risk Assessment and Management/Mitigation

•Transaction Monitoring, Quality Control and Assurance

•Regulatory Compliance for OCC in; BSA/AML, OFAC, FINCEN, SDN, SPRP, Dodd Frank, TILA, ECOA, FCRA, HMDA, 314(a) & (b), RESPA,

•Customer, Specialized, and Enhanced due diligence , Compliance, reviewing suspicious activity(SAR) investigations in AML, FIU, KYC, writing narratives, Fraud analysis, and remediation

•Eye for detail, Customer/Client focus, committed team player with flexible approach to work in a rapid environment, great communication skills, quick decision making, and to take initiative whenever required.

Top 5 Skills
SkillsProficiencyLast Used
Compliance
2020
KYC
2020
Project Management
2020
AML
2020
Analysis
2018
Education and Certifications
Bachelor's in Business/ Criminal Justice
University of Maryland at Catonsville
Preferences
Availability:Immediately
Willing to relocate?:No
Prepared to Travel:No travel (0%)
Employment Type:
Security Clearance:No clearance
Citizenship:U.S. Citizen