•Oversight and execution of the firm’s anti money laundering, economic sanctions, anti corruption and government political activities compliance programs and Global Financial Crimes.
•Develop and/of assist in the development of policies and procedures with bank managers, Senior Managers, or Partner on all phases of the engagement, including execution of the project deliverables, communications with the project team, staffing requirements, job planning, and scheduling
•Conducting a research overview of the bank’s KYC (Know Your Customer) alerts and CIP standards by reviewing transactions, and performing transactional monitoring, flow of funds, check writing, wire transfers, MSB’s, and suspicious activity involving terrorist foreign and domestic watch-lists as it pertains to OFAC and PEP criteria through software applications.
•Monitoring and a review of the customers entire banking transactions of checking, savings, check writing, use of MSB’s, wires both foreign and domestic, investment and business portfolios.
•frequent collaboration with LOB associates, senior associates, investigators, senior investigators, and managers when information and findings need to be escalated.
•Promote a risk-aware culture; ensure efficient and effective risk and compliance management practices by adhering to required standards and processes.
•Coordinates resources (staff, equipment, vendors and consultants) across one or more projects. •Manages budget for assigned program, monitors program progress and adjusts resources and priorities accordingly.
•Responsible for coaching 11 analyst and training team members.
•Identifying possible, PEP, SDN, HIFCA, HIFTA, through Customer, Specialized & Enhanced Due Diligence using OFAC & BSA to file possible SAR reports if warranted
•Maintain a working knowledge of the Bank Secrecy Act, Anti-Money Laundering efforts, USA PATRIOT Act and OFAC and awareness of other Federal Laws and compliance
•adherence to regulatory deadlines production expectations, and consistent and accurate application of policies and procedures in a time focused environment.