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Sean Richard
richarddaniel404@gmail.com
404-552-5629
Atlanta, GA 30301
BSA/AML Investigator & Risk Analyst
14 years experience W2
0
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Average rating
266
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Summary

Banking and Compliance Professional known for strengths in:

•Risk Assessment and Management/Mitigation

•Transaction Monitoring, Quality Control and Assurance

•Regulatory Compliance for OCC in; BSA/AML, OFAC, FINCEN, SDN, SPRP, Dodd Frank, TILA, ECOA, FCRA, HMDA, 314(a) & (b), RESPA,

•Customer, Specialized, and Enhanced due diligence , Compliance, reviewing suspicious activity(SAR) investigations in AML, FIU, KYC, writing narratives, Fraud analysis, and remediation

•Eye for detail, Customer/Client focus, committed team player with flexible approach to work in a rapid environment, great communication skills, quick decision making, and to take initiative whenever required.

Experience
Education
Bachelor's in Business/ Criminal Justice
University of Maryland at Catonsville
Skills
AML
2020
9
Compliance
2020
8
KYC
2020
8
Project Management
2020
8
BSA
2020
7
Program Management
2016
6
Vendor Management
2016
6
Financial Crimes
2020
5
SAR Reports
2018
5
Analysis
2018
4
Auditing
2018
4
Cyber Security
2018
4
OFAC
2020
4
Risk Analysis
2020
4
Risk Assessment
2020
4
SAR’s
2018
4
Scala
2018
4
SQL
2018
4
Transaction Monitoring
2018
4
Audit
2013
3
Banking
2016
3
Budget Management
2016
3
Business Analysis
2013
3
Cabling
2013
3
CASE
2020
3
CIP
2016
3
Commercial
2013
3
Corruption Risk Control
2016
3
FOCUS
2016
3
SDN
2016
3
Swift
2013
3
CDD
2020
2
Regulatory Compliance
2020
2
Database Maintenance
2018
1
MS Visio
2020
1
Quality Control
2018
1
RPM
2018
1
Approach
0
1
Dodd-Frank
0
1
ECOA
0
1
FCRA
0
1
Mitigation
0
1
RESPA
0
1
TILA
0
1