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Patrick
Compliance Auditor
15 years experience W2 Addison, TX
Actively seeking
Patrick
Compliance Auditor
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Compliance AML Auditing BSA Quality Assurance SAR OFAC Risk Assessment Banking CIA
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Recent Experience
Internal Auditor 12/17 - present
Auditing EDD Risk Assessment Risk Management BSA CIA Compliance KYC OFAC
BSA / AML Risk Review Analyst 04/16 - 10/18
AML BSA Compliance Banking
BSA / AML / KYC Compliance Analyst 04/18 - 07/18
AML BSA Compliance KYC OFAC Risk Analysis
Summary

This is his passion. Since being laid off in 2009 with JPMC, as an AML Internal Auditor, his goal has been to work long term for a good company in this capacity which brings him to this opportunity with Deutsche Bank, as AFC Principal Auditor (AVP) role in Jacksonville FL. Working in the capacity of AML Internal Audit, he believes is his ideal place. He was in this capacity with JP Morgan Chase & Co. (JPMC) back in 2008 – 2009, after working the first and second lines of defense. Due to a bank merger, their AML Department in Northern California was eliminated. This put him into consulting work for employment. It came by default, and his goal has been to return to this capacity for the long term.

As a consultant for most of the last ten years or so, he can bring best practices from the many financial institutions He has worked with cultures, processes, procedures, systems, etc. With wearing “many different hats” in all three lines of defense from an analyst to management in domestic and global financial institutions, as well as, the various divisions of them, he believes his strengths are best utilized in AML Audit or similar capacity.

Patrick has been CAMS certified since 2007 and has close to 20 years of AML experience.

BANK SECRECY ACT (BSA) COMPLIANCE AUDITOR – CERTIFIED ANTI-MONEY LAUNDERING (AML) SPECIALIST (CAMS)

  • Extensive experience in business, banking, criminal justice, government, and financial services
  • BSA / AML Quality Assurance (QA) / Audit
  • Financial Crimes Risk Management (FCRM)
  • Know Your Customer (KYC) Remediation
  • Customer Due Diligence (CDD) Screenings
  • Customer Identification Program (CIP)
  • Fraud Investigations and Analysis
  • Office of Foreign Assets & Controls (OFAC)
  • Enhanced Due Diligence (EDD)
  • Suspicious Activity Reports (SAR)
  • Compliance Testing & Validation

Top 5 Skills
SkillsProficiencyLast Used
Compliance
2020
AML
2018
Auditing
2020
BSA
2020
Quality Assurance
2009
Education and Certifications
Bachelor's in Criminal Justice / Psycholigy
University of Nebraska at Omaha
Doctoral in Law
Creighton University School of Law
Life, Accident, Health & Variable Annuities,
CAMS, 2007
Preferences
Availability:Immediately
Willing to relocate?:Yes
Relocation preference
Any location
Prepared to Travel:No travel (0%)
Employment Type:Any
Security Clearance:No clearance
Citizenship:U.S. Citizen