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Gabe
gabe8525@yahoo.com
631-944-5124
20 E. Half Hollow Rd.
Huntingtn Sta, NY 11746
AML Analyst
21 years experience W2
0
Recommendations
Average rating
99
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Summary

Trained AML investigators on identying red flags, suspicious acitvy, writing SARS, Sanctions, Audit, Testing, Risk Mgmt., Transaction reviews, PEP's, sending and receiving wire's and testing for understanding AML issues such as the four pilliars of Money Laundering. Documented and reported case review's / investigation, subpena's determined if any client issues required further remediation or if client activies required restriction's or other actions.Supervised and reviewed work of twelve surbiordiantes regarding the AML material noted above, made recommendations for improvement and provided training where required for complete AML understanding invoving test cases. Conducted research over available systems, the Internet and Databases such as File Ziller, Excel, Tinzip, Lexis Nexis, World Check, Actimize, mantas consistent with the resolution of investigations. Worked in conjunction with consumer data and Domain stakeholders to support data quality rules, standards, and thresholds to ensure appropriate data quality-monitoring practices are in place. Actively tracking regulatory changes and anticipating the impact these changes would have on the Business. Over twenty years Financial industry experience. Under-graduate degree in Finance. Knowledge of AML/ATF legislation regulatory requirements, Sanctions, AML, Data Privacy, Data mining, Due Dilligence, Anti-Bribery, and related projects. Created Suspicious Activity Reports (SARs) and recommended relationship retention or termination and tracked account closures as required. Monitored financial and transactions of securities as well against client profile. Built a customer-focused culture to deepen client relationships and leveraged a broader range of relationships using improve methods and systems. Knowledge of requirements gathering, design methodology, and building test cases - detail oriented, analytical, and capable of investigating complex issues, Legal issues, Fincen, Alerts, Case investigator andTerrorist Financing. Able to troubleshoot data related issues and support in the authorization of maintenance and modifications. Good communication / presentation skills (both oral and written). Weekly calls with staff, Red Flags & AML issues. Excellent team player in coordinating with co-workers and cross-departmental business & IT stakeholders. Responsible for executing the day-to-day systems, activities, including correcting data quality issues and processes. Responsible for establishing and maintaining strong data management records and systems. Developed and maintained accurate data lineage and procedures for critical data files and systems.

Experience
Education
Bachelor's in Finance
Pace University - Lubin School of Business
Banking, Corporate, Finance, and Securities Law
Pace University - Lubin School of Business
Certifications
ACAMS
FINRA SERIES 4, 7, 24, 63, 87, 99
Skills
AML
2022
27
Compliance
2021
23
Auditing
2021
17
Banking
2015
10
Investment Banking
2015
7
KYC
2018
7
BCP
2015
6
OFAC
2018
6
WSP
2015
6
Project Management
2021
5
FINRA
2021
4
Transaction Monitoring
2015
4
CDD
2018
3
EDD
2018
3
Financial Analysis
2018
3
Regulatory Reporting
2021
3
SAR Reports
2018
3
Analysis
2018
2
BSA
2018
2
CEO
2018
2
Patriot Act
2007
2
Risk Management
2018
2
Trading
2015
2
ACAMS
2021
1
Asset Management
2021
1
CAMS
2021
1
Microsoft Excel
2021
1
Series 24
2021
1
Actimize
0
1
Anti-Bribery
0
1
Capital Markets
0
1
CIP
2015
1
Customer Service
0
1
FPA
0
1
LexisNexis
0
1
Mantas
0
1
Microsoft Office
0
1
Portfolio Management
0
1
Program Management
0
1
Quality Management
0
1
Regulatory Compliance
0
1
Requirements Gathering
0
1
Securities
0
1
Series 7
0
1