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Tilottama
tturkar@buffalo.edu
tilottama03@gmail.com
716-491-1548
811 Millgrove Dr
Norristown, PA 19403
Internal Auditor
6 years experience W2
0
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Average rating
87
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Summary

  • Internal Auditor with 1,5 years of auditing experience.
  • Performed audits by identifying controls, testing control design/operating effectiveness, prepared audit reports, developed audit strategies, identified control risks and root causes.
  • Coming from a banking environment.

Technical & Soft Skills:

  • Products in DATA Processing (SAP)
  • ERP system
  • SAS
  • SQL
  • Data Analysis
  • MS Office including Excel (VBA, Vlookups, Pivot tables, Macros)
  • Six-Sigma & Quality Circle techniques
  • Financial Modelling
  • Valuation
  • Analysis
  • Corporate finance
  • Qlikview
  • Efficient multi-tasking & time management
  • Excellent communication
  • Motivational Speaker
  • Awarded Golden Peacock Award & IIIE award for Environment Management Excellence of 2015
  • Awarded Silver trophy for QCFI MUMBAI CHAPTER, 2015 - Part of Lean Quality Circle team

Experience
Internal Auditor
Information Technology
Aug 2019 - present
  • Identify and assess the impact of risks (compliance, operational, regulatory, reputational) through assurance and solutions management activities. Improve the effectiveness of governance, risk management, and internal control activities.
  • Execute audit programs, operational process reviews, and review of system implementations, applications, and other IT-related risk areas.
  • Work with cross-functional teams, including Engineering, Product Management, Operations and Finance, while providing IT risk expertise.
  • Interact with subject matter experts to understand and communicate how key technology elements address specific risk.
  • Prepare audit reports to document audit scope, procedures, and findings. Collaborate with management to agree on remediation action required and perform follow up assessments as needed.
  • Mentoring and coaching incoming interns.
Auditing Compliance Risk Management
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Retail Banking & Wealth Management (RBWM) Audit & Risk Management Auditor
Banking/Financial
Nov 2018 - Aug 2019
  • Performed audits on Mortgage Servicing & Borrower-in-custody certification of loans pledged to Federal Reserve Bank of New York (FRBNY) by identifying controls, testing control design/operating effectiveness, and identifying process deficiencies.
  • Assisted in planning, scoping, testing, reporting of audits, and follow-up of audit issues based on identified risks, risk assessments, developing audit strategies, identifying control risks and root causes for work-process deficiencies.
  • For Mortgage servicing audit: reviewed and evaluated the adequacy of internal controls and compliance with IT security policies and procedures for the online loan servicing system. Provided solutions to identified internal control concerns.
  • Reported high-risk issues during the Tollgate meeting and provided Management Action Plan (MAP) for the issues identified. Created detailed work products such as audit analysis, a sample of one paper, and other working papers that document the procedures performed. Presented findings and results of tests performed.
  • Established relationships with senior leaders across business, finance, and legal and Office of Comptroller of the Currency (OCC) regulators.
  • Implemented SOX testing to streamline reporting and auditing processes increasing productivity and reducing costs.
  • Identified opportunities for control improvements with the objective of mitigating risk and improving compliance and operational performance - Internal controls.
  • Scheduled audit continuous monitoring meeting with Heads of RBWM entities and discuss the entity’s key performance metrics (KPI).
  • Recognized as “Takes Ownership” “Gets great result in the right way” and “Most Efficient” HSBC employee in half-yearly team assessment.
Auditing Banking Risk Management Wealth Management Compliance Mitigation Regulatory Reporting Risk Assessment SOX
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Procurement Specialist, Article Master
Banking/Financial
Sep 2018 - Oct 2018
Bentonville, AR
  • Oversaw/managed the Walmart’s procurement and vendor payment transactional processes (from requisition/PO to Invoice) in order to ensure the process was effective, efficient, and well controlled.
  • Created purchase requisitions in SAP. Ensured data on purchase requisitions was accurate and approved on a timely basis; converted requisitions to PO’s and dispatched to vendors.
  • Reviewed vendor contracts, negotiated vendor terms and conditions, and ensured procurement transactions were under our standard terms. Worked with management to assess the impact of allowing nonstandard terms, documented the corresponding approvals.
  • Troubleshoot internal customer issues regarding the services provided by Procurement Operations.
Project Management SAP Procurement
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Retail Banking & Wealth Management (RBWM) Consumer Product Analytics Intern
Banking/Financial
Jun 2018 - Sep 2018
  • Highly Analytical and process-oriented financial data analyst with in-depth knowledge of database types; researched methodologies, big data capture, curation, manipulation, and visualization. Furnished insights, analytics, and business intelligence used to advance opportunity identification, process reengineering, and corporate growth.
  • Provided analytical support across areas of deposits (saving & checking), Credit card, mortgage with extensive use of SAS and Excel by calculating billing estimates and credit usage history to understand customer behavior.
Banking Microsoft Excel SAS
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Procurement Officer
Chemicals/Pharmaceuticals
Mar 2013 - Jul 2016
  • Issued government tenders for procurement of Raw Materials like Sulphur, Rock phosphate, Platinum and mechanical equipment.
  • Performed technical-commercial-financial scrutiny of the bids received (for eg. checking balance sheet for sales & profit of the bidder, credit rating, purchase order copies for past supplies, etc).
  • Skilled at managing bidding processes, developing requests for proposals and requests for quotation, contracts, purchase requisitions, purchase orders, GR/MR.
  • Negotiated commercial and other contract languages with bidders and executed contracts with occasional support from supervisors of Legal and Finance departments.
  • Managed payment settlement/residual payment to bidders through Letter of credit or high sea sale basis or invoice tracking.
  • Expert in SAP - MM and FICO, PP Module system to prepare requisition, purchase order, goods receipts, vendor management, payment to vendors, supply chain management.
  • Performed strategy building and cost analysis on future procurement of raw materials.
  • Managed a team of 4 in the department.
Project Management Vendor Management Procurement SAP
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Edit Skills
Non-cloudteam Skill
Education
Master's in Finance
University at Buffalo (SUNY), 2016 - 2018
Bachelor's in Mechanical Engineering
University of Mumbai, 2008 - 2012
Skills
Procurement
2018
3
Project Management
2018
3
SAP
2018
3
Vendor Management
2016
3
Auditing
2021
1
Banking
2019
1
Compliance
2021
1
Risk Management
2021
1
Data Analytics
0
1
Microsoft Excel
2018
1
Microsoft Office
0
1
Mitigation
2019
1
Regulatory Reporting
2019
1
Risk Assessment
2019
1
SAS
2018
1
SOX
2019
1
SQL
0
1
Wealth Management
2019
1