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Klay
Anti-Money Laundering Investigator
15 years experience W2 Gilbert, AZ
Actively seeking
Klay
Anti-Money Laundering Investigator
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Recent Experience
Anti-Money Laundering Investigator 11/17 - 04/18
Multiple Engagements 06/16 - 10/17
06/16 - 10/17
Summary

SUMMARY

  • Highly motivated professional with over 5 years of management experience in various investigation/research positions.
  • Expertise includes investigations, compliance, and financial crimes with a focus on fraud prevention, halting financial crimes and terrorist financing, and third party Independent Risk management review and response to regulatory mitigation efforts.
  • Particiapted in and completed extensive enhanced, ongoing & customer due diligence investigations (EDD, CDD & ODD) using public and private databases by following Anti-Money Laundering (AML), BSA and other regulatory standards to prevent risks.
  • Extensive experience working with KYC and USA Patriot Act, Anti-Bribery and Corruption Act and Bank Secrecy Act and Anti-Money Laundering regulations.
  • Demonstrated success in improving business performance and financial planning compliance; maximizing high risk and enterprise values; and assessing and strengthening internal controls and compliance.
  • Driven, resourceful individual who maintains a positive, proactive attitude when faced with adversity.

SKILLS & EXPERTISE

  • AML/BSA consulting compliance and Analysis and OFAC expertise:
  • Customer Due Diligence (CDD)
  • Ongoing Diligence (ODD)
  • Enhanced Due Diligence (EDD)
  • Fraud and Compliance investigations, Access Identification Management
  • Advanced Excel, VBA, Hyperion
  • Business Intelligence / Business Analytics
  • Suspicious Activity Reporting (SAR) Suspicious transaction reporting analyses
  • Applying unique AML risk management, dynamically, at the individual transaction level.
  • Carrying out KYC, Sanction List, and mandatory PEP checks and USA PATRIOT Act and Customer Identification Program (CIP)
  • Anti-Money Laundering, Bank Secrecy Act, Anti-Terrorism Financing, and OFAC

SYSTEMS

  • Experience working with Financial Crimes Platform (FCP), Microsoft Office (Word, Excel, Outlook, PowerPoint, and Access), Cornerstone, WCIS, CIP, SHRP, CDDI, BLAST, SEEMOREPLUS, Hogan, SVP, SVT, CIV, CSA, Wisdom, COPS, MARS, OIB, CLEAR, Alacra, WorldCheck, BETALink, ClientSource, Actimize, TLO, PostEdge, LexisNexis, Tableau, FCL, OVT, Online Banking and/or related software’s/systems.

Top 5 Skills
Education and Certifications
Financial Regulation and Compliance
UNIVERSITY OF MARYLAND GLOBAL 2021
Cybersecurity Management and Policy
UNIVERSITY OF MARYLAND GLOBAL 2017
Association of Certified Fraud Examiners - CFE Candidate,
Association of Certified Anti-Money Laundering Specialists (ACAMS) - Candidate,
Preferences
Availability:Immediately
Willing to relocate?:Yes
Relocation preference
Any location
Prepared to Travel:No travel (0%)
Employment Type:Any
Security Clearance:No clearance
Citizenship:U.S. Citizen