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Ronnie
Fraud / Compliance and Quality Control Risk Specialist
6 years experience W2 Jersey City, NJ
Actively seeking
Ronnie
Fraud / Compliance and Quality Control Risk Specialist
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Auditing Compliance Actimize AML Financial Crimes Mitigation Project Management Regulatory Reporting Risk Management Banking
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Recent Experience
Compliance & Operational Risk Control Specialist 12/19 - present
Compliance Auditing Financial Crimes KYC RCSA Risk Assessment SAR Reports EDD COSO Mitigation Securities
Compliance QA Systems Analyst 07/19 - 08/19
Actimize CDD Compliance Risk Assessment Quality Assessor EDD
Lead QA AML/KYC Specialist 06/17 - 06/19
Actimize AML Auditing Banking BSA CDD Compliance KYC Microsoft Excel Regulatory Compliance Testing LexisNexis Data Analytics Quality Assessor Patriot Act
Summary

  • Skilled financial professional with experience in developing and implementing successful risk management policies (AML Investigations). Proficient at evaluating risk for significant transactions, analyzing business processes to determine business risk appetite, and developing reports documenting transaction risk.
  • Assessed potential Office of Foreign Assets Control (OFAC) hits to ensure that transactions are following the US sanctions and collaborated with the team and other financial institutions to fulfill Section 314(b) requirements of the USA Patriot Act on the sharing of information requests.
  • Reviewed a variety of low, moderate, and highly complex business activities and transactions which required a combined level of banking experience and AML expertise in order to effectively assess the quality of AML department work.
  • Analyzed business documentation to identify areas of risk and to enhance workflow processes and developed reports documenting risk to potential plans, strategies, and transactions for presentation to Management.
  • Maintained critical KYC QC documentation and maintained electronic and physical partner records.

Skills

  • Teamwork / Collaboration
  • Project Management
  • Legal Compliance
  • Fraud
  • Financial Crime
  • Quality Assurance and Control
  • Quality Management
  • Product Development
  • Compliance Management
  • Regulatory Affairs Internal Auditing
  • Budgeting

Top 5 Skills
SkillsProficiencyLast Used
Auditing
2020
Compliance
2020
Actimize
2019
AML
2019
Financial Crimes
2020
Education and Certifications
Master's in Economic Crime and Fraud Management
Utica College 2020
Bachelor's in Accounting
Nasarawa State University, Keffi 2009
Masters Certification in Data Analytics , 2018
Transaction Monitoring, 2017
Preferences
Availability:Immediately
Willing to relocate?:Yes
Relocation preference
Any location
Prepared to Travel:No travel (0%)
Employment Type:Any
Security Clearance:No clearance
Citizenship:Green Card