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Gerald
gmaxwell84@gmail.com
401-419-7951
86 Glendale Ave.
Warwick, RI 02889
AML Operations Specialist
6 years experience W2
0
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Average rating
38
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Summary

Technical and analytical leader with extensive experience evaluating compliance measures and identifying opportunities for organizational improvement. Proven ability to execute complex analyses of processes and procedures for the creation of detailed reports and recommendations. Passion for expanding knowledge of government and industry regulations to utilize within daily tasks. Collaborative communicator focused on engaging with colleagues to assess areas of concern and spearhead efficient resolutions.

Skills

  • AML Investigations
  • BSA/AML
  • Risk Management
  • Reporting requirements
  • Policy Compliance
  • Procedure Compliance
  • Database Management
  • Compliance Testing
  • Quality Assurance and Control
  • Risk Analysis
  • Banking
  • Crisis Intervention
  • Special Investigations
  • Microsoft Office
  • MySQL
  • SQL
  • Financial Analysis
  • Research
  • Lexis-Nexis
  • Root cause analysis
  • Relationship management
  • Data collection
  • •Microsoft visual studio
  • •Visual studio
  • •Xml
  • •Tableau
  • •Dreamweaver
  • •Macromedia
  • •Arcgis
  • •Excel
  • •Microsoft office
  • •Powerpoint
  • •Word
  • •Risk Management
  • •Analysis Skills
  • •Reporting requirements
  • •Policy Compliance
  • •Procedure Compliance
  • •Database Management
  • •Compliance Testing
  • •Problem Resolution
  • •Quality Assurance and Control
  • •Web Development
  • •Staff Training
  • •Staff Development
  • •Information Technology
  • •Ad Hoc Analysis
  • •Ad Hoc Review
  • •Technical Support
  • •Risk Management
  • •Risk Analysis
  • •Reporting Requirements
  • •Policy Compliance
  • •Procedure Compliance
  • •Problem Resolution
  • •Compliance Testing
  • •Quality Assurance
  • •Quality Control
  • •Information Technology
  • •Ad Hoc Analysis
  • •Ad Hoc Review
  • •Customer Service
  • •Microsoft Office
  • •Macromedia
  • •Training
  • •Training & Development
  • •Optimization
  • •Coaching
  • •Technical Analysis
  • •Risk Management
  • •Troubleshooting
  • •Banking
  • •Banking
  • •Crisis Intervention
  • •Bank Secrecy Act
  • •Special Investigations
  • •Microsoft office (word, excel, powerpoint, access, vision, Project)
  • •Macromedia Dreamweaver
  • •Macromedia Fireworks
  • •Microsoft Visual Studio.net
  • •Microsoft Visual Studio
  • •XML Spy
  • •ArcGIS
  • •GIS
  • •Tableau
  • •Database Management
  • •Technical Support
  • •Web Development
  • •Time Management
  • •Financial Services
  • •Project Management
  • •Compliance Management
  • •Leadership Experience
  • •Supervising Experience
  • •Program Development
  • •Retail (1 year)
  • •Microsoft SharePoint
  • •MySQL
  • •Microsoft SQL Server
  • •SQL (3 years)
  • •Financial Analysis
  • •Microsoft Access
  • •Windows
  • •Technology Management
  • •JavaScript
  • •Java
  • •User Interface (UI)
  • •Customer Support
  • •Visual Basic
  • •Visio
  • •Requirements Gathering
  • •Linux
  • •Technology
  • •Data Analysis Skills
  • •Data Analytics
  • •Analytics
  • •Pivot Tables (5 years)
  • •Pivot Tables
  • •Technology
  • •Technology Management
  • •Alteryx
  • •Negotiation
  • •Research
  • •Lexis-Nexis
  • •Root cause analysis
  • •Relationship management
  • •Data collection
  • •Regulatory reporting
  • •Data visualization
  • •Documentation review
  • •Business analysis
  • •Relational databases
  • •Statistical software
  • •Databases
  • •Data mining
  • •Python
  • Software Applications: MICROSOFT OFFICE (WORD, EXCEL, POWERPOINT, ACCESS, VISION, PROJECT), MACROMEDIA DREAMWEAVER, MACROMEDIA FIREWORKS, MICROSOFT VISUAL STUDIO.NET, XML SPY, ARCGIS, TABLEAU Microsoft Certified Service Engineer (MCSE) Training Roger williams University center for workforce and professional development | Providence, RI

Experience
AML Operations Specialist, Officer
Banking/Financial
May 2015 - Jul 2019

AML Operations Specialist, Officer (July 2018 - July 2019)

  • Analyzed and monitored operation processes, controls, and efficiency to identify and recommend process enhancements.
  • Executed training and coaching sessions for analysts and provided information on AML Operations procedures and policies.
  • Contributed to the creation of risk management and control policies for internal analysis.
  • Utilized government and industry knowledge to ensure compliance with regulations.
  • Evaluated negative and suspicious activity reports and filed suspicious transaction reports as needed.
  • Developed new Case Note Guide to enhance AML Analysts investigation and collection of required documents for customer's cases.
  • Served as a major catalyst in completing 50 validations tests, smoke tests, and others for AML Operations systems.
  • Implemented multiple upgrades to the User Interface Design (UI) and User Experience Design (UX) of the AML Operations Sharepoint Site, enhancing analysts' ability to access resources, step-by-step training guides, corporate documentation forms, links to internal and external resources, and other tools to streamline processes.
  • Contributed to the development of the START application, focused on improving productivity levels of analysts when composing and submitting suspicious transaction reports (STR).

AML Analyst I (October 2016 - July 2018)

  • Executed extensive analyses of transactions to identify patterns, trends, anomalies, and schemes to create reports on suspicious activity.
  • Attended training opportunities to build skills and knowledge of ATM, PEP, and TPPP.
  • Ensured proper privacy protocols were utilized in conducting searches using customer records, data, and additional information.
  • Collaborated with colleagues in duties for Systematic Fulfillment, Terra Nova, and Beneficial Ownership testing.
  • Delivered 20-30 suspicious transaction reports annually to FIU.
  • Appointed to complex AML Operations projects due to skill set and ability, focused on enhancing and developing the effectiveness of the compliance program.

Quality Analyst Specialist - Contractor (May 2015 - December 2015)

  • Analyzed customer service quality assurance through monthly Adverse Action File, Call Center, Loan Application Decision, and Loan Reporting Package quality reviews ensuring adherence with company procedures and customer satisfaction.
  • Utilized industry knowledge in monitoring policy and procedure underwriting, credit risk policy, and regulatory changes.
  • Executed 10-20 in-depth complex reviews daily focused on quality assurance.
Risk Management Compliance AML Quality Assessor Regulatory Reporting BSA AML Investigations
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Non-cloudteam Skill
Education
Bachelor's in Computer Information Systems
Roger Williams University
Skills
AML
2019
4
AML Investigations
2019
4
BSA
2019
4
Compliance
2019
4
Quality Assessor
2019
4
Regulatory Reporting
2019
4
Risk Management
2019
4
Banking
0
1
Customer Service
0
1
Data Analytics
0
1
Financial Analysis
0
1
LexisNexis
0
1
Microsoft Excel
0
1
Microsoft Office
0
1
Regulatory Compliance Testing
0
1
Risk Analysis
0
1
SAS
0
1
SQL
0
1
Support Loockbacks
0
1
T-SQL
0
1
Tableau
0
1