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Dennis
dhsiao119@yahoo.com
917-207-8178
7800 Point Meadows Drive
Jacksonville, FL 32256
Margin and Treasury Operations - Associate
25 years experience W2
0
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Average rating
57
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Summary

Experienced professional with a background obtained at Fortune 500 financial institutions. Strong understanding of Margin for Prime Brokerage, Institutional, Retail, and FX accounts. Team player with superior attention to detail as well as excellent analytical and communication skills.

Experience
Education
C.W
Long Island University
Certifications
FINRA Series 7, 63, and 99
Skills/Tools:
Microsoft Application Suite, ADP/Broadridge, CPORT, Seaman, MONET, and Bloomberg
Skills
Compliance
2015
2
Regulatory Reporting
2015
2
Collateral Analysis
2012
1
Project Management
2012
1