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Ned
harrison@ned-harrison.com
402-968-7119
Mundelein, IL 60060
AML Investigations Team Lead
23 years experience W2
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Summary

  • Anti-Money Laundering Leader
  • CAMS and CFE Certified
  • AML Investigation / Fraud Examination / Detection Deterrence
  • Over a decade of substantive leadership

18 years of proven leadership involving broad-based risk management. Strong understanding of AML and fraud detection. Skilled Coach and Mentor with proven abilities in developing new hires and established investigators. Experienced with managing AML investigations and filing Suspicious Activity Reports, workflow management, monitoring operational queues, and metrics.

Key Competencies

  • Investigative Reports
  • Pattern Recognition
  • Investigative Analysis
  • Risk Assessment / Management
  • AML Trends
  • Fraud Detection
  • Evidence Collection
  • Investigative / Intelligence Analysis

Experience
AML Investigations Team Lead
Banking/Financial
Jul 2011 - present

AML Investigations Team Lead (Oct 2016 – Present)

  • Assigned cases to the investigative teams. Tracked case ages and provided regular reports to ensure all cases were worked within service level deadlines.
  • Contributed expertise and guidance in case discussions with other managers and investigators.
  • Provided direction to investigators to produce high-quality investigative reports.
  • Coached and mentored investigators in conducting investigations in a high-paced environment exceeding production goals with quality assurance levels exceeding department expectations.

AML Investigations Corporate Officer (Jul 2011 - Oct 2016)

  • Provided expertise to peer investigators and managers regarding case development and determination.
  • Investigated high-risk cases derived from government leads, adverse media, subpoenas, or management inquiries.
  • Conducted comprehensive and thorough investigations of activity occurring in correspondent bank accounts and retail customer accounts.
  • Produced detailed comprehensive reports outlying findings, with recommendations for further action.
  • Drafted and filed high-quality Suspicious Activity Reports (SARs) within service level deadlines.
Quality Assessor AML Project Management Financial Crimes Compliance Risk Management
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Corporate Compliance Analyst
Banking/Financial
Mar 2007 - Jul 2011
  • Investigated and resolved cases derived from fraud leads and/or copyright infringement claims.
  • Identified and tracked suspicious IP addresses and customer account modifications associated with suspicious customer account takeover incidents.
  • Ensured appropriate restrictions or dismissal decisions were made for each account reviewed.
  • Drafted and filed Suspicious Activity Reports when potential criminal transnational activities were identified.
Compliance Fraud Investigation Fraud Detection SAR Reports Financial Crimes
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Margin/Credit Risk Analyst
Information Technology
Apr 1998 - Aug 2006
  • Successfully negotiated with clients to arrange payments for unsecured debts. Reviewed margin accounts to ensure customers complied with legally required debt to equity ratios.
  • Notified customers of equity deficiencies and enforced equity requirements when customer's failed to comply with required actions.
  • Monitored customer trading and options strategies for fraud and or Money Laundering risks.
AML Risk Analysis Trading Banking Credit Risk Customer Service
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Education
Doctoral in Juris
University of Nebraska College of Law
Bachelor's in Chemical Engineering
University of Wyoming
Certifications
CAMS
CFE
Skills
AML
2021
18
Compliance
2021
14
Financial Crimes
2021
14
Project Management
2021
9
Quality Assessor
2021
9
Risk Management
2021
9
Banking
2006
8
Credit Risk
2006
8
Customer Service
2006
8
Risk Analysis
2006
8
Trading
2006
8
Fraud Detection
2011
4
Fraud Investigation
2011
4
SAR Reports
2011
4
CAMS
0
1
CFE
0
1
KYC
0
1
Patriot Act
0
1
Risk Assessment
0
1