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Financial Crime Regulatory Management - AVP (Remote)
Banking/Financial company
Banking/Financial company
Jacksonville, FL 32256
New York, NY
W-2 onlyPermanent Position1286 views
Jacksonville, FL 32256
Permanent Position
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Seeking an Anti-Money Laundering Transaction Monitoring - Regulatory and Exam Management AVP for a 100% Remote position.

Our AFC Team is experienced in mitigating financial crime and committed to ensuring adherence to regional and global regulations. Our regional/global matrix structure allows for flexible responses to challenges in the core areas of: Anti-Money Laundering, Sanctions & Embargoes, Anti-Fraud, Bribery & Corruption, Investigations & Intelligence, Monitoring & Screening, and Risk Assessment. We apply the highest standards of conduct to guarantee the Bank’s success in fighting financial crime.

Responsibilities

  • Coordination of exam activities (pre, during, and post the reviews)
  • Create materials for regulatory agencies (regional and global), including the FRBNY, DFS, SEC, BaFin, and monitors appointed by the regulators
  • Participate in regulator, monitor, and audit meetings and site visits
  • Execute escalation protocol for aging or significant exam observations and findings with proper tracking and documentation to evidence management attention and resolution within AFC modeling
  • Provide periodic and centralized updates to regional and global senior management to promote transparency on status of open issues including tracking and aging
  • Liaise with internal regulatory/exam management group during examinations to ensure proper coverage of regulatory deliverables

Experience

  • Bachelor’s Degree or equivalent; MBA a plus
  • Extensive AML, exam management, audit, or other relevant experience
  • Knowledge of applicable AML/AFC laws/regulations and guidance from Bank Secrecy Act (BSA), USA PATRIOT Act, FED, NYDFS, SEC, FINRA, FFIEC, BaFin, etcetera
  • Experienced in interactions with regulatory authorities, with a seasoned knowledge of regulatory expectations and industry standards
  • Ability to act decisively and manage multiple projects simultaneously

Skills
Skill Proficiency Years Experience Percent Used
AML
Any100%
BSA
Any100%
Regulatory Reporting
Any100%
AFC
Any75%
FINRA
Any75%
Transaction Monitoring
Any25%