Charles
commodity0513@gmail.com
770-638-7733
2061 Stoney Chase Dr
Lawrenceville, GA 30044
678-629-7465
AVP AML/KYC Compliance Officer
21 years experience W2
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Summary

I have over 16 years of experience in the BSA/AML/Risk Assessment/Compliance for small/ medium and large Financial Institutions. Have experience leading teams of 5 to 15 banking professionals for Testing/Risk Assessment/AML/BSA investigations for Financial Institutions that were under investigations from the regulators.

AREAS OF STRENGTH:

  • Risk Assessment & Mitigation/Enterprise Risk Management
  • Technical Proposals
  • Regulatory Compliance/Fraudulent Activity
  • Financial Data Analysis
  • Mortgage & Consumer Lending/ACH/MSB’s
  • Due Diligence
  • Supervisory & Training
  • BSA/AML Guidelines
  • Auditing/eOriginator
  • Project Management/SPRP/Tableau/Actimize/Mantas
  • Vendor Management
  • Orion/Onesource
  • AML & SAR Compliance Training
  • Off-Shore
  • On-Boarding
  • KYC/Radar

SKILLS & TOOLS:

  • Excellent Organizational, Supervisory, Training and Development skills
  • Strong Communication and Interpersonal Development
  • BSA Officer Certification
  • Thorough Analytical Ability and Strict Attention to Detail
  • Independent and/or Team Oriented
  • Knowledge of Federal Regulations: Bank Secrecy Act, Anti-Money Laundering, EDD, CDD, RDC, RESPA, REG W, TILA, ECOA, FCI, FCO, FCRA, HMDA, SCRA, Dodd-Frank and Fair Lending
  • OCC, FDIC, GRC, GFCC, UDAAP, GLB FinCen, FRAUD, CFPB, OFAC, FIU, SDN & PEP Lists, World-Check, Dun & Bradstreet, Volcker Rule, Kroll Factual Data, Audit GAP Analysis, Financial Fraud, Vendor Mgmt, Financial Risk, Mantas, Clear, Funds Transfer Monitoring System (FTFS), Fiserv, FCRM, CWS, Norkom Lexis Nexis, AS400, LPS, AACER and Case Tracker
  • Windows 8, Microsoft: Access, Excel, Outlook, Sharepoint, PowerPoint, LiveMeeting, Project, and Word

Experience
Education
Bachelor's in Finance
Upsala College
Certifications
BSA Officer Certification
Skills
AML
2020
15
Project Management
2020
15
BSA
2018
13
Analysis
2020
9
Compliance
2020
9
Auditing
2020
8
KYC
2020
8
Risk Assessment
2020
7
Transaction Monitoring
2017
7
FCB
2009
6
Risk Management
2020
5
Training
2020
5
OFAC
2020
4
MS Visio
2018
3
Dodd-Frank
2020
2
FCRA
2012
2
Lexis Nexis
2018
2
SAR’s
2018
2
Vendor Management
2018
2
ACH
2018
1
Actimize
2016
1
CTR
2018
1
Cyber Security
2015
1
Documentation
2018
1
Fiserv
2018
1
Mantas
2015
1
Project Planning
2014
1
SQL
2015
1
AS/400
0
1
Microsoft Excel
0
1
MS SharePoint
0
1
Norkom
2016
1
Problem Solving
2016
1
Quality Assurance
2013
1
Quality Control
2016
1
RESPA
0
1
SDN
0
1
Tableau
0
1
Windows
0
1