Over 10 years of financial crime experience, both in-house and in consulting roles. Specializing in Project Management, case writing, QA/QC, training, correspondent banking EDD, due diligence, workflow management, and leading teams. Experience in managing and training teams of compliance and AML analysts. Helping to drive improvements in regulatory processes. Exhibited an extensive knowledge of applicable fraud schemes, indicators, red flags, risks, investigation processes and reporting requirements. Experienced in managing, training and developing junior staff; including the ability to mentor, coach, and develop direct reports to ultimately benefit the capability of the team.

Skills:

• Proven willingness to work under tight deadlines while maintaining quality and compliance with policies and produces
• Strong understanding of AML red flags, typologies, and transaction monitoring data for various lines of businesses
• Experienced utilizing industry-standard AML tools including, but not limited to SAS, Mantas, Norkom, LexisNexis, Worldcheck, and various Case Management tools.
• Proficient in KYC, CFPB, BSA, and AML policies and procedures.
• Proven excellence in execution in complex and demanding situations.
• Solid experience in training, due diligence, financial and credit analysis.
• Experience interfacing with banking regulators and enforcement staff
• Knowledge of various fraud and AML typologies.
• Proficient in case writing, Suspicious activity reports (SARs), and legal review with strong analytical skills. Ability to solve complex problems and execute solutions.
• Experienced in current compliance rules and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC and familiarity with USA PATRIOT Act, BSA/AML, and OFAC screening regulations.
• Good knowledge of local and international Economic Sanctions laws and regulations; Anti-Bribery and corruption regulations
• Successful with staff development
• Demonstrated ability to manage multiple projects simultaneously
• Comfortable working in a fast-paced, team environment.
• Successful in meeting/exceeding deadlines.
• Expertise in exhibiting the appropriate workflow management (i.e. Prioritizing workloads).
• Experienced in conducting risk assessments; Proficient knowledge of Government guidelines and regulations to include but not limited to (TILA, ECOA, TRID, HMDA, OFAC, RESPA, FCRA, CFPB, SCRA, FINRA, UDAAP, AML, US Patriot Act, and the Bank Secrecy Act (BSA).
• Anti-Money Laundering, Banking, Bank Regulations, Bank Secrecy Act (BSA), Compliance, Compliance Investigations, Excel, Fraud Investigations, Verafin, Risk Compliance, OFAC Program Review, Correspondent Banking investigations, Norkom, Actimize