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Terrance
terrancejackson830@yahoo.com
404-271-0015
1306 Idlewood Court
Mcdonough, GA 30252
AML Compliance Project Manager
10 years experience W2
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Summary

  • 10+ years of Project Management/Project Management Office experience largely focusing on Anti-Money Laundering (AML), Risk Assessment, and Compliance.
  • 8+ years of experience and Strong knowledge of KYC, CFPB, BSA, and AML policies and procedures.
  • Experienced in current compliance rules and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC, USA PATRIOT Act, BSA/AML, and OFAC screening regulations.
  • 10+ years of experience in Anti-Money Laundering (AML) and fraud investigations including Remediation and Repudiation procedures.
  • Subject matter expert in BSA/AML/OFAC regulations as they apply to financial institutions including correspondent, retail, wholesale, and international business.
  • Ability to provide advice regarding banking regulations and requirements to the business lines on regulatory, transactional, and documentation issues with a logical approach.
  • Excellent written, verbal communication, and interpersonal skills.
  • Ability to coordinate BSA/AML/OFAC training efforts including the development and delivery of training.
  • 20 years of Management Experience.

Skills:

  • The ability to lead a team of professionals by goal setting and driving completion of assigned tasks.
  • Proficient in KYC, CFPB, BSA, and AML policies and procedures.
  • Proven excellence in execution in complex and demanding situations.
  • Solid experience in due diligence, financial and credit analysis.
  • Knowledge of various fraud and AML typologies.
  • Case writing, Suspicious activity report (SAR), and legal review with strong analytical skills.
  • Ability to solve complex problems and execute solutions.
  • Experienced in current compliance rules and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC, and familiarity with the USA PATRIOT Act, BSA/AML, and OFAC screening regulations.
  • Good knowledge of local and international Economic Sanctions laws and regulations.
  • Knowledge of Anti-Bribery and corruption regulations.
  • Successful with staff development. Mentored and trained subordinate staff and team leads, with a focus on career development, Experience working in a fast-paced, team environment.
  • Successful in meeting/exceeding deadlines.
  • Expertise in exhibiting the appropriate workflow management (i.e. Prioritizing workloads).
  • Proficient knowledge of Government guidelines and regulations to include but not limited to TILA, ECOA, TRID, HMDA, OFAC, RESPA, FCRA, CFPB, SCRA, FINRA, UDAAP, AML, US Patriot Act, and BSA.
  • Transaction Monitoring and reporting on compliance with OFAC guidelines, USA PATRIOT ACT, Bank Secrecy Act (BSA), and related regulations.
  • Money Laundering Investigations, International Enhanced Due Diligence, and foreign correspondence.
  • Experienced in conducting risk assessments.

Experience
AML Project Manager
Banking/Financial
Jan 2020 - Mar 2020
  • Led project teams and managed all activities in a project life-cycle (initiation planning, executing/controlling, and closing).
  • Associated with high visibility long-term projects spanning across one or more lines of business and carrying a substantial impact to the relevant businesses.
  • Interacted with senior leadership and major stakeholders to establish strategic plans and objectives for programs or projects.
  • Created and delivered presentations on program or project goals and plans including progress reports.
  • Responsible for an end-to-end program or project management demonstrating ownership of the entire process from beginning to end.
  • Ensured program/project-related risks were managed according to the Project Management Policy.
  • Led project staff including training and providing input to performance evaluations.
  • Directly managed 10 to 12 project staff team members.
AML Project Management KYC Compliance
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AML Project Manager
Banking/Financial
Feb 2019 - Jun 2019
  • Effectively managed a risk-based surveillance program that provided continuous identification and monitoring of high-risk customers and of suspicious transactions.
  • Advised senior management on AML trends and issues, ensured the timely identification of risks and potential impediments that might have impacted potentially key surveillance deliverables.
  • Supported the development of policies and procedures for the AML transaction monitoring life cycle including reviews of scenario validation. Thorough understanding of effective financial crime risk management framework.
  • Worked in the correspondent banking/international transaction monitoring environment.
  • Demonstrated ability to manage multiple projects simultaneously. Proven ability to interact effectively at all levels of the organization including Bank staff, management, directors, and prudential regulators. Thorough understanding of legal structures and activity types for financial institutions.
  • Collaboratively worked across functional teams to ensure effective and efficient operations with clearly defined roles and responsibilities.
AML Financial Crimes Project Management Risk Management Banking Risk Assessment Correspondent Banking
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AML Compliance Project Manager
Banking/Financial
Jul 2018 - Feb 2019
  • Performed risk assessment/remediation utilizing numerous and diverse tools/systems to analyze information across multiple channels.
  • Reviewed and validated risk ratings for accounts using the AML system risk rating module. Coordinated with AML CEO for the concurrence of risk assessment. Followed up and escalated AML risk as identified through BAU. Assessed AML and Economic Sanctions risk to ensure activities are in alignment.
  • Managed the work of subordinates - trained, led, and mentored team of Analysts. Determined which analysts required stronger and more frequent supervision/review and provided training as appropriate. Managed deadlines and prioritized workloads.
  • Communicated with internal stakeholders to ensure a complete and accurate assessment. Articulated recommendations.
  • Conducted various BSA/AML compliance functions. Prepared status reports. In-depth knowledge of AML and Economic Sanctions laws, rules, and regulations.
  • Provided quality deliverables while managing several workstreams.
AML BSA Compliance Project Management Risk Assessment
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AML Investigator
Government
Feb 2017 - Jul 2018
  • Proficient in Anti-Money Laundering and fraud investigations including Repudiation procedures, KYC, CFPB, BSA, and AML policies and procedures. Experienced in investigative research.
  • Ability to assimilate large quantities of relevant information from numerous data sources, analyze, and summarize the data in a concise and clear manner and effectively communicate to colleagues and clients.
  • Tasked with assisting in all duties associated with the Financial Crime Investigation team. Managed deadlines and prioritized workloads.
  • Planned and conducted moderate complex routine AML regulatory work and assisted other examiners on more complex regulatory assignments.
  • Identified suspicious activity through information escalated from lines of business and through review of system generated alerts and reports.
  • Led daily operations to ensure alerts were acted upon in a timely manner and that they contained complete and accurate information for data collection and documentation.
AML BSA Business Reviews Financial Crimes KYC Project Management Fraud Investigation
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AML Manager
Banking/Financial
Aug 2016 - Jan 2017
  • Managed teams of analysts for risk-based monitoring of potentially suspicious activity including detection, investigation, and suspicious reporting.
  • Complied suspicious activity reports (SAR’s). Utilized AML databases to include Norkom, Detica, Actimize, Factiva, Enterprise Case Management (ECM), Lexis Nexis, Pacer, World-Check PEP, Fortent and Dun, and Bradstreet.
  • Assisted clients with the identification, risk assessment, and response to financial crime.
  • Analyzed risks through KYC and escalated, referred, or alerted negative news.
  • Communicated negative findings throughout the lines of business and supplied guidance on the course of action.
  • Effectively navigated BSA/AML programs to assess suspicious activity monitoring rules.
Actimize AML BSA Financial Crimes KYC Project Management Regulatory Reporting Risk Assessment LexisNexis
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AML Manager
Banking/Financial
Jan 2016 - Aug 2016
  • Managed a team of AML Analyst responsible for fraud detection and prevention.
  • Conducted a thorough analysis of potentially suspicious activities.
  • Composed clear, concise reports regarding client data.
  • Utilized various resources (internal systems, internet, EDD, etc.) to perform full Anti-Money Laundering (AML) and fraud investigations.
  • Compiled supporting documentation and data for periodic reviews to include media and transactions.
  • Documented review findings for Compliance and Business management reviews. Directed regulatory and compliance reviews.
AML Compliance Project Management EDD Fraud Detection
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AML Analyst
Banking/Financial
Aug 2015 - Dec 2015
  • Addressed Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions compliance matters.
  • Supervised and mentored Jr. Analysts.
  • Identified and researched the patterns, trends, and anomalies in transactional and customer data to detect, prevent, mitigate, and report suspicious activity related to money laundering and terrorist financing.
  • Conducted the onboarding process independently for normal due diligence of customers.
  • Provided opinions and advice to LOB related to BSA/AML/OFAC coverage and potential risks/areas of focus.
AML BSA Compliance OFAC Project Management
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AML Project Manager
Banking/Financial
Jan 2015 - Aug 2015
  • Managed three (3) teams of AML Professionals.
  • Ensured team performance remained in accordance with all applicable HR policies and procedures.
  • Performed AML/BSA risk assessment. Conducted OFAC investigation of wire transactions deemed High Risk.
  • Reviewed Money Service Businesses (MSB’s), ACH Look backs, foreign correspondence transactions high-risk account EDD activity, and International Enhanced Due Diligence.
  • Reviewed client background/reputation, source of wealth, and beneficial ownership.
  • Assisted with project communication plans/decks. Assisted with project test cases and execution.
  • Performed AML/BSA risk assessment.

AML BSA OFAC Project Management Risk Assessment EDD
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AML Manager
Banking/Financial
Feb 2014 - Dec 2014
  • Managed team of AML Analyst.
  • Conducted risk-based inspections to ensure that internal, regulatory, security, and risk management control systems (i.e., policies, procedures, and practices) were in place.
  • Performed transaction investigation and monitoring including international transactions (correspondent banking).
  • Reviewed and analyzed wires from high-risk countries for suspicious or unusual activity.
  • Utilized AML/BSA/KYC/OFAC guidelines.
  • Utilized supporting documentation derived from investigative due diligence research to document findings in narrative style format in the case management system (managed through both manual and automated processes) and prepared suspicious activity reports when determined necessary.
  • Escalated critical or reputational risk matters to the FIU Manager.
AML BSA KYC OFAC Project Management Risk Management Banking Correspondent Banking
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AML Analyst
Banking/Financial
Oct 2011 - Feb 2014
  • Bank of America (Veterans Sourcing Group) - AML Analyst: Nov 2013 – Dec 2014
  • American Mortgage Consultants - AML Analyst: Apr 2013 – Nov 2013
  • Bank of America (Solomon Edwards Group) - AML Analyst: Oct 2011 – Jan 2013
AML KYC Compliance Banking
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Edit Skills
Non-cloudteam Skill
Education
Associate's in Computer Information Systems
Strayer University 1994
Skills
AML
2020
7
KYC
2020
5
Project Management
2020
5
BSA
2019
4
Compliance
2020
4
Banking
2019
3
Financial Crimes
2019
2
Business Reviews
2018
1
Correspondent Banking
2019
1
Fraud Investigation
2018
1
OFAC
2015
1
Risk Assessment
2019
1
Risk Management
2019
1
Actimize
2017
1
Anti-Bribery
0
1
Commercial Banking
0
1
EDD
2016
1
FATF
0
1
FINRA
0
1
Fraud Detection
2016
1
LexisNexis
2017
1
Microsoft Excel
0
1
Patriot Act
0
1
Regulatory Compliance
0
1
Regulatory Reporting
2017
1
Risk Analysis
0
1
Terroris Financing
0
1