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Mark
mdbanks66@gmail.com
440-381-5562
1244 Sunset Road
United States
Managing Risk/Compliance Consultant
25 years experience W2
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Summary

An honorably discharged veteran of the United States Air Force, and an accomplished management professional. I have 10+ years of experience in the area human resources management, compliance, and communications. I am a results-oriented manager with the ability to coordinate multiple projects, with the skill to effectively manage staff at all levels of diverse backgrounds. of Accomplishments

  • Created and directed the JP Morgan Chase Manhattan Mortgage Cleveland Fraud Investigations unit, which successfully recovered over $15MM in losses.
  • Governed continuous monitoring and inspections of the health and safety program at 4 Federal facilities
  • Implemented multiple cost-effective risk controls which provided a savings to the bank of over $50MM. client base.
  • Provided project oversight during the securing of a signature verification system for the Cleveland Site, thereby limiting the bank's exposure to potential risks, which produced a savings to the bank over $4 MM.
  • Designed risk controls for several procedural breeches that significantly reduced the bank's risk exposure due to Fraud and various Regulatory risks, thereby preventing potential brand risk and fines over $5 MM.
  • Successfully reduced the number of National Credit Union Administration (NCUA) findings from 10+ required improvements to 1 recommended improvement, thereby reducing exposure to a potential $10K + in regulatory penalties.
  • Controlled process re-design initiatives surrounding the handling of official court documentation thereby reducing Westfield Bank's potential exposure to legal, regulatory, and brand risks.
  • Established various corporate audits and risk assessments.
  • Identified significant risks, and various process gaps.
  • Continuance Audit methodologies, thereby remediating potential legal risk exposures, fines, and penalties to Regions, PNC Bank, and American Eagle Outfitters, that could have resulted in total losses averaging over $50MM annually.
  • Created and directed the JP Morgan Chase Manhattan Mortgage Cleveland Fraud Investigations unit, which successfully recovered over $15MM in losses.
  • Governed continuous monitoring and inspections of the health and safety program at 4 Federal facilities
  • Implemented multiple cost-effective risk controls which provided a savings to the bank of over $50MM. client base.
  • Provided project oversight during the securing of a signature verification system for the Cleveland Site, thereby limiting the bank's exposure to potential risks, which produced a savings to the bank over $4 MM.
  • Designed risk controls for several procedural breeches that significantly reduced the bank's risk exposure due to Fraud and various Regulatory risks, thereby preventing potential brand risk and fines over $5 MM.
  • Successfully reduced the number of National Credit Union Administration (NCUA) findings from 10+ required improvements to 1 recommended improvement, thereby reducing exposure to a potential $10K + in regulatory penalties.
  • Controlled process re-design initiatives surrounding the handling of official court documentation thereby reducing Westfield Bank's potential exposure to legal, regulatory, and brand risks.
  • Established various corporate audits and risk assessments.
  • Identified significant risks, and various process gaps.
  • Continuance Audit methodologies, thereby remediating potential legal risk exposures, fines, and penalties to Regions, PNC Bank, and American Eagle Outfitters, that could have resulted in total losses averaging over $50MM annually.

Experience
Education
Goals
Baldwin Wallace University
Organizational Leadership Systems
Baldwin Wallace University
Minor: Organization Communications
Certifications
Leadership * Human Resources Management
Skills
Project Management
2021
20
Risk Management
2021
20
Auditing
2021
14
Vendor Management
2021
13
Compliance
2021
12
Fraud Investigation
2021
11
SAR Reports
2021
11
Risk Assessment
2013
7
SAS
2013
7
SOX
2021
7
Regulatory Reporting
2013
5
Audit
2008
2
Disaster Recovery
2008
2
Quality Assessor
2008
2
Quality Assurance
2008
2
IIA
1999
1